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3 giorni fa · Hong Kong’s Market Misconduct Tribunal has ordered Jonathan Dominic Iu Wai Ching, a former responsible officer of hedge fund Tarascon Capital Management (Hong Kong), to disgorge illicit profit of over $5.6m from false trading. Iu has also been disqualified for four years following legal proceedings brought by the Securities and Futures ...
5 giorni fa · The Market Misconduct Tribunal (MMT) has ordered Mr Jonathan Dominic Iu Wai Ching, a former responsible officer of Tarascon Capital Management (Hong Kong) Limited, to disgorge illicit profit of over $5.6 million from false trading and disqualified him for four years following legal proceedings brought by the Securities and Futures Commission ...
3 giorni fa · Get in touch today to discuss a trial giving you unrestricted and unlimited access to Regulation Asia for you and/or your team (s) for a limited period. Email us at [email protected] The MMT has ordered a hedge fund manager to disgorge HK$ 5.6 million illicit profit from false trading and disqualified him for four years.
4 giorni fa · Disgorgement is an equitable remedy which is available in a wide variety of cases, and simply means repaying the profits made by unlawful means. In the context of the securities laws, it is a powerful remedy used by the SEC to obtain relief from defendants in its enforcement cases.
5 giorni fa · Jarkersy was found to have violated SEC rules, fined $300,000, and ordered to “disgorge nearly $685,000 in illicit gains.” He then sued the agency, arguing that the government violated his ...
5 giorni fa · Matti Way Ex - Disgorge/Liturgy/ Abominable Putridity) Outro "Shoot 2 Kill" live video: Catch Peeling Flesh bringing their explosive energy to stages across the US on their Get Rich Die Hard headline run kicking off in August and hitting 25 cities across the country.
1 giorno fa · The Eastern Magistrates’ Court has convicted Mr Tse Tsun Wai of holding himself out as performing a regulated function in relation to dealing in securities without a licence from the Securities and Futures Commission (SFC) (Notes 1 and 2).Tse pleaded guilty to the offence and was fined $4,800 and ordered to pay a sum of $50,000 as compensation to a retail investor who was a victim of the ...
